Saturday, September 12, 2009

Ins. Regulator Communication

State-to-State Communication:

- Sharing of exam/analysis reports & findings

- Ad hoc discussions

NAIC Supported Avenues of Communication:

- FAWG presentation by domiciliary regulator

- NAIC database displays state decisions on change of control
requests (e.g., purchases of insurers)

- NAIC hosts interim meetings and conference calls between
states to discuss solvency or other concerns with individual
entities or groups (FAWG recommends)

FAWG presentation – domiciliary regulator addresses concerns, questions, recommendations of FAWG.

Form A database = decisions on change of control

NAIC Hosted Meetings: Other concerns, e.g., market conduct concerns (like AIG)

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